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Daniel J Robinson

Stifel, Nicolaus & Company, Incorporated

Carlsbad, CA

CRD 5188195

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-11
CA RA APPROVED 2012-12-06
  • TX RA
    APPROVED_RES
    Since 2021-03-11
  • CA RA
    APPROVED
    Since 2012-12-06

Branch Locations

5780 Fleet Street, Suite 250, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus Del Mar CA 12/2012 Present
  • 12/2012 → Present
    Stifel Nicolaus
    Del Mar, CA
Previous Registrations
  • 2008-12-10 → 2012-12-18
    Hilltop Securities Inc.
    San Diego, CA
  • 2007-05-04 → 2008-12-23
    M.L. Stern & Co., Llc.
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-27
S63 Uniform Securities Agent State Law Examination 2006-09-29
  • S65 Uniform Investment Adviser Law Examination
    2006-12-27
  • S63 Uniform Securities Agent State Law Examination
    2006-09-29

View on SEC IAPD

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INTELLIGENCE DRIVEN ADVISERS, LLC · CARLSBAD, CA
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