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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-08 |
| PA | RA | APPROVED | 2007-09-07 |
Branch Locations
300 State Street Suite 101, Erie, PA 16507-1428 • United States
Erie, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Erie | PA | 03/2008 | Present |
(1) ASBURY WOODS PARTNERSHIP, INC., ADDRESS: 4105 ASBURY ROAD, ERIE, PA 16506; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: NON-PROFIT PROVIDING ENVIRONMENTAL, EDUCATION, RECREATION AWARENESS; CAPACITY: BOARD OF DIRECTORS); START DATE: 09.19.23 DUTIES: Act as part of the governing body to direct business, property and affairs of Asbury Woods and promote their mission of education with regards to the environment and classes. HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (2) NAME OF ENTITY: United Way of Erie County ADDRESS: 650 East Ave, Suite 200 Erie, PA 16503 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Non-Profit, Social Services CAPACITY: Committee/Council Member START DATE: 1/24/2022 DUTIES: To review their current investments and managing entity HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 3) NAME OF ENTITY: Erie Club ADDRESS: 524 Peach Street Erie, PA 16501 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: The Erie Club is a social club. CAPACITY: Board of Directors * START DATE: 10/31/2022 DUTIES: Along with all board members that the club abides to its mission and the handling of club services and maintenance. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 4) NAME OF ENTITY: Crime Victim of Erie County, Inc ADDRESS: INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution CAPACITY: Board of Directors * START DATE: 09/30/18 DUTIES: Offers free counseling and advocacy services to victims of crime, including sexual violence. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 1982-08-03 |
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