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Inactive

Michael Tong

Robertson Stephens

San Francisco, CA

New York, NY

CRD 5188191

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Employer firm

Robertson Stephens CRD 289977

$8.76B regulatory AUM 90 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Robertson Stephens

455 Market Street Ste. 1450, San Francisco, CA 94105-2442 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-01-05
  • NY RA
    APPROVED
    Since 2024-01-05

Branch Locations

455 Market Street Ste. 1450, San Francisco, CA 94105-2442 • United States

810 Seventh Avenue Suite 615, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 07/2019 08/2023
Fiduciary Trust International New York NY 06/2013 07/2019
Robertson Stephens Wealth Management, Llc New York NY 08/2023 Present
  • 07/2019 → 08/2023
    Morgan Stanley
    New York, NY
  • 06/2013 → 07/2019
    Fiduciary Trust International
    New York, NY
  • 08/2023 → Present
    Robertson Stephens Wealth Management, Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-05
S63 Uniform Securities Agent State Law Examination 2019-10-17
  • S65 Uniform Investment Adviser Law Examination
    2024-01-05
  • S63 Uniform Securities Agent State Law Examination
    2019-10-17
Other Names
  • Michael Ming Tong

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

More in San Francisco, CA

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