James Patrick Leslie

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → Present
  Rbc Capital Markets, Llc
  Pittsburgh, PA

Previous Registrations

• 2003-07-01 → 2014-01-30
  Wells Fargo Clearing Services, Llc
  Pittsburgh, PA
  Pittsburgh, PA
• 1997-01-14 → 2003-07-01
  Prudential Equity Group, Llc
  Pittsburgh, PA

Other Businesses

(1) JDNC LP; ADDRESS: EMPLOYEE'S RESIDENCE; BUSINESS DESCRIPTION: RENTAL PROPERTIES; NOT INVESTMENT RELATED; START DATE: 03/01/2014; CAPACITY: OWNER-ACTIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) PITTSBURGH NORTH OPTIMIST CLUB; ADDRESS: 107 N OAK HILL RD PITTSBURGH, PA 15238; BUSINESS DESCRIPTION: ORGANIZATION TO HELP UNDERPRIVILEGED CHILDREN; NOT INVESTMENT RELATED; START DATE: 03/01/2014; CAPACITY: OFFICER; DUTIES: HELP SET UP FOR EVENTS; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) SENCA VALLEY EMS; ADDRESS: 100 CHARLES ST PITTSBURGH, PA 15238; BUSINESS DESCRIPTION: EMERGENCY MEDICAL SERVICE; NOT INVESTMENT RELATED; START DATE: 03/01/2014; CAPACITY: BOARD OF DIRECTORS; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-06-23
• S63 Uniform Securities Agent State Law Examination
  1982-08-11