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Thomas Mark Valenzuela

Ingalls Investment Management, LLC

New York, NY

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Current Employers
Ingalls Investment Management, Llc

1 Rockefeller Plaza 7Th Floor, New York, NY 10020 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-08-10
CA RA APPROVED 2026-08-10
CO RA APPROVED 2026-08-10
CT RA APPROVED 2026-08-10
DE RA APPROVED 2026-08-10
FL RA APPROVED 2026-08-10
KS RA APPROVED 2026-08-10
ME RA APPROVED 2026-08-10
MA RA APPROVED 2026-08-10
NH RA APPROVED 2026-08-10
NJ RA APPROVED 2026-08-10
NY RA APPROVED 2026-08-10
NC RA APPROVED 2026-08-10
OH RA APPROVED 2026-08-10
SC RA APPROVED 2026-08-10
  • AZ RA
    APPROVED
    Since 2026-08-10
  • CA RA
    APPROVED
    Since 2026-08-10
  • CO RA
    APPROVED
    Since 2026-08-10
  • CT RA
    APPROVED
    Since 2026-08-10
  • DE RA
    APPROVED
    Since 2026-08-10
  • FL RA
    APPROVED
    Since 2026-08-10
  • KS RA
    APPROVED
    Since 2026-08-10
  • ME RA
    APPROVED
    Since 2026-08-10
  • MA RA
    APPROVED
    Since 2026-08-10
  • NH RA
    APPROVED
    Since 2026-08-10
  • NJ RA
    APPROVED
    Since 2026-08-10
  • NY RA
    APPROVED
    Since 2026-08-10
  • NC RA
    APPROVED
    Since 2026-08-10
  • OH RA
    APPROVED
    Since 2026-08-10
  • SC RA
    APPROVED
    Since 2026-08-10

Branch Locations

1 Rockefeller Plaza 7Th Floor, New York, NY 10020

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stewart Asset Management, Llc / Wps Advisers, Inc. New York NY 04/2016 12/2022
Spouting Rock Asset Managemen, L / Stewart Asset Management, Llc New York NY 01/2023 02/2024
Ingalls & Snyder, Llc New York NY 02/2024 Present
Ingalls Investment Management, Llc New York NY 08/2026 Present
  • 04/2016 → 12/2022
    Stewart Asset Management, Llc / Wps Advisers, Inc.
    New York, NY
  • 01/2023 → 02/2024
    Spouting Rock Asset Managemen, L / Stewart Asset Management, Llc
    New York, NY
  • 02/2024 → Present
    Ingalls & Snyder, Llc
    New York, NY
  • 08/2026 → Present
    Ingalls Investment Management, Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-05
  • S65 Uniform Investment Adviser Law Examination
    2024-11-05

View on SEC IAPD

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