Best Investors Account Sign in

Dennis Leroy Marach

LPl Financial LLC

Schaumburg, IL

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-23
IL RA APPROVED 2006-01-18
  • TX RA
    APPROVED_RES
    Since 2020-11-23
  • IL RA
    APPROVED
    Since 2006-01-18

Branch Locations

1901 N. Roselle Rd, Ste 800, Schaumburg, IL 60195 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco Private Ledger Schaumberg IL 01/2006 Present
  • 01/2006 → Present
    Linsco Private Ledger
    Schaumberg, IL
Previous Registrations
Other Businesses

1. 12/15/05 - OUTSIDE INSURANCE 2. 01/17/06 - MARACH FINANCIAL MANAGEMENT 3. 06/14/06 - REAL ESTATE RENTAL / CONDOMINIUM UNIT / 4770 ESTERO BLVD. #502 FT. MYERS BEACH, FL / 5% OF HOURS 4. 07/27/2007 - NON-VARIABLE INSURANCE - MARACH FINANCIAL MANAGEMENT / WRITING NON VARIABLE LIFE INSURANCE WITH VARIOUS PROVIDERS / 1% TIME SPENT. 5. 03/28/2019 - Marach Financial - Investment related - At reported business location(s) - Tax Prep/Accounting/CPA - start date:01/18/2006 - 12 hrs/mo - 0 hrs during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-15
S63 Uniform Securities Agent State Law Examination 1983-10-13
  • S65 Uniform Investment Adviser Law Examination
    1999-02-15
  • S63 Uniform Securities Agent State Law Examination
    1983-10-13

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Schaumburg, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor