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Dalal Maria Salomon

Salomon And Ludwin

Richmond, VA

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Current Employers
Salomon And Ludwin

1401 Gaskins Road, Richmond, VA 23238 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-02
VA RA APPROVED 2018-04-02
  • TX RA
    APPROVED
    Since 2018-07-02
  • VA RA
    APPROVED
    Since 2018-04-02

Branch Locations

1401 Gaskins Road, Richmond, VA 23238 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Richmond VA 11/2009 04/2018
Salomon And Ludwin, Llc Richmond VA 04/2018 Present
Previous Registrations
Other Businesses

1. D2 Independence LLC; not investment-related; Richmond, VA; own building lease to finet office; co-owner; start date 9/2009; 2 hrs per month; 0 hrs during trading. 2. Co-Trustee for Salomon & Ludwin, LLC 401k fbo of practice; inv related; Richmond, VA; start: 1/1/16; .5 hr/mo; .5 during trading. 3. MSU Wealth Management Committee for the Michigan State University Board College of Business; Inv. Related. less than 1 hour/month during trading hours. No Compensation.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-30
S63 Uniform Securities Agent State Law Examination 1982-07-30
  • S65 Uniform Investment Adviser Law Examination
    1999-12-30
  • S63 Uniform Securities Agent State Law Examination
    1982-07-30
Other Names
  • Dalal Maria Salomon

View on SEC IAPD

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