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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2010-05-11 |
| TX | RA | APPROVED_RES | 2010-04-28 |
Branch Locations
11161 Overbrook Road Suite 225, Leawood, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Leawood | KS | 08/2005 | Present |
| Morgan Stanley Smith Barney | Overland Park | KS | 04/2010 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. SHAWNEE, KS - RENTAL PROPERTY - RENTAL PROPERTY OWNER, BOUGHT NEW HOME AND COULDN'T SELL EXISTING HOME, SO RENTED THE PROPERTY. - RENTAL INCOME MONTHLY - 0 HOURS DURING SECURITIES HOURS, 1 HOUR OUTSIDE BUSINESS HOURS, 0 SHARES HELD 2. RENTAL PROPERTY, OWNER; SAWENEE, KS; START DATE: 01/2016; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 1; INVESTMENT RELATED;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-11 |
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