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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-05-09 |
Branch Locations
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Woodland Hills | CA | 03/2010 | 01/2017 |
| Mutual Securities, Inc. | Camarillo | CA | 01/2017 | Present |
| Mutual Advisors Llc | Omaha | NE | 01/2017 | Present |
1. Selling Homemade Items, Start Date: 03/2016, 5353 Rocky Vista Dr., Prescott, AZ 86301, Making and selling home made items for friends. May sell at holiday boutiques in future, Not Investment Related, 20 hours per month, 0 hours per day during trading hours. 2. Agiert Insurance Services, Start Date: 01/01/2021, 5353 Rocky Vista Dr,, Prescott, AZ 86301, Sole Proprietorship, Medicare Insurance Services, Agent/Owner, Medicare Insurance Services, 15 Hours per month, 0 Hours per day during trading hours. 3. Big Blue Stud Services, Start Date: 10/21/2023, 5353 Rocky Vista Dr., Prescott, AZ 86301, Providing Goldendoodle Stud Services, Stud Wrangler, My duty is to make sure my Stud is ready to service when he is needed, Not Investment Related, Hours per month Varies, 0 Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-01 |
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