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11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2019-02-01 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Grosse Pointe Woods, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legend Equities Corporation | Palm Beach Gardens | FL | 01/2011 | 02/2019 |
| Lincoln Investment | Royal Oak | MI | 01/2017 | 02/2019 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 02/2019 | Present |
LIFE INSURANCE LAKESHORE WEALTH MANAGEMENT POSITION: Rep NATURE: Life Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/01/2019 ADDRESS: 898 Canterbury Rd, Grosse Pointe Woods MI 48236, United States DESCRIPTION: Examine clients insurance needs. Submit for quotes. Deliver quotes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-30 |
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