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Current Employers
Heritage Wealth Management Group, Ltd

733 Boush Street Suite 100, Norfolk, VA 23510-1591 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-09
VA RA APPROVED 2009-02-24
  • TX RA
    APPROVED_RES
    Since 2019-04-09
  • VA RA
    APPROVED
    Since 2009-02-24

Branch Locations

733 Boush Street Suite 100, Norfolk, VA 23510-1591 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Heritage Wealth Management Group, Ltd. Norfolk VA 07/2008 Present
Heritage Wealth Management Group, Ltd. Norfolk VA 11/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-05
S63 Uniform Securities Agent State Law Examination 1982-08-06
  • S65 Uniform Investment Adviser Law Examination
    2004-05-05
  • S63 Uniform Securities Agent State Law Examination
    1982-08-06

View on SEC IAPD

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