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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-29
VA RA APPROVED 2024-02-29
  • TX RA
    APPROVED
    Since 2024-02-29
  • VA RA
    APPROVED
    Since 2024-02-29

Branch Locations

2841 Hartland Rd Suite 406, Falls Church, VA 22043 • United States

2841 Hartland Rd Ste 406, Falls Church, VA 22043 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hammond Ins Agency Falls Church VA 05/1992 Present
The Hammond Agency, Inc Falls Church VA 01/2012 Present
Voya Financial Advisors Falls Church VA 09/2014 06/2021
Cetera Advisor Networks Llc El Segundo CA 06/2021 02/2024
Cetera Investment Advisers Llc Schaumburg IL 06/2023 02/2024
Lpl Financial, Llc Falls Church VA 02/2024 Present
  • 05/1992 → Present
    Hammond Ins Agency
    Falls Church, VA
  • 01/2012 → Present
    The Hammond Agency, Inc
    Falls Church, VA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Falls Church, VA
  • 06/2021 → 02/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2023 → 02/2024
    Schaumburg, IL
  • 02/2024 → Present
    Falls Church, VA
Previous Registrations
Other Businesses

1- 02/2024 / The Hammond Agency / DBA for LPL Business (entity for LPL business) / Investment Related / 120 hrs mth / 8 hrs during trading / At reported business location(s) 2- 02/2024 / The Hammond Agency / Insurance Agency / Investment Related / 120 hrs mth / 5 hrs during trading/ Start date: 02/26/2024 3- 02/2024 / Condo Rental / Real Estate Rental / Manassas, VA / Investment Related / 1 hr mth / 1 hr during trading / Start date: 01/1978 4- 02/2024 / Writer / Author / Not Investment Related / 5 hrs mth / 0 hrs during trading / Start date: 09/01/2018 85- 02/2024 / Real Estate Rental / Property Co-Owner / Alexandria, VA / Investment Related / 0 hrs mth / 0 hrs during trading / Start date: 08/1977

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-07-18
  • S63 Uniform Securities Agent State Law Examination
    1989-07-18
Designations
Other Names
  • Karen H Daniels
  • Karen Rae Hammond
  • Karen Rae Hammond

View on SEC IAPD

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