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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2004-08-19 |
Branch Locations
1900 West Loop S Ste 650A, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Houston | TX | 06/2004 | Present |
| Principal Securities Inc | Houston | TX | 03/2016 | Present |
***GROUP BENEFITS. 03/2010-PRESENT. HAS GRP HEALTH COMMISSIONS FROM HUMANA, UNITED, AETNA, AND BLUE CROSS. NOT INVESTMENT RELATED. 7 HRS/MO.***Fixed Insurance; Investment Related; Houston, TX; Agent; Life, Annuities, DI, Health, Med Supplements, Group Insurance; Start Date: 07/30/2020; 5 hrs per month; 5 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1982-08-30 |
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