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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-06-16 |
| IN | RA | APPROVED | 2005-06-02 |
Branch Locations
1620 W. Oak Street Suite 101, Zionsville, IN 46077 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co., Inc. | Indianapolis | IN | 05/2005 | Present |
1. VB Holdings LLC; 11319 Valley Meadow Dr, Zionsville, IN 46077; Rental Properties; Co-owner; 12/10/22; 2 hr/mo; Not During Securities Trading Hours; Investment Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1982-07-28 |
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