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Daniel Thomas Foran

LPl Financial LLC

Somerville, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-11-30
TX RA APPROVED_RES 2020-11-30
  • NJ RA
    APPROVED
    Since 2020-11-30
  • TX RA
    APPROVED_RES
    Since 2020-11-30

Branch Locations

54 Grove St Ste 2A, Somerville, NJ 08876-1932 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Somerville NJ 10/2014 11/2020
Raymond James Financial Services Advisors Inc. Somerville NJ 11/2014 11/2020
Financial Network Educators Branchburg & Piscataway NJ 01/2012 Present
Financial Network Advisors Somerville NJ 03/1999 Present
Foran Financial Group Somerville NJ 01/1978 Present
Foran Financial Group Somerville NJ 08/2010 Present
Lpl Financial, Llc Somerville NJ 11/2020 Present
  • 10/2014 → 11/2020
    Raymond James Financial Services, Inc.
    Somerville, NJ
  • 11/2014 → 11/2020
    Somerville, NJ
  • 01/2012 → Present
    Financial Network Educators
    Branchburg & Piscataway, NJ
  • 03/1999 → Present
    Financial Network Advisors
    Somerville, NJ
  • 01/1978 → Present
    Foran Financial Group
    Somerville, NJ
  • 08/2010 → Present
    Foran Financial Group
    Somerville, NJ
  • 11/2020 → Present
    Somerville, NJ
Previous Registrations
Other Businesses

1) 1982 - Non-Variable Insurance - FORAN FINANCIAL GROUP - Investment Related - Somerville, NJ 08876 2) 2012 - DBA for LPL Business (entity for LPL business) - FORAN FINANCIAL GROUP - Investment Related - Somerville, NJ 08876 3) 2015 - Real Estate Rental - Investment Related - 54 Grove St Somerville, NJ 08876 4) 2012 - Teaching - FINANCIAL NETWORK EDUCATORS - Investment Related - 118 Lamington Rd, Branchburg, NJ 08876 5) 1992 - Business Entity For Tax/Investment Purposes Only - Financial Network Advisors - Investment Related - Somerville, NJ 08876

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-06-14
  • S63 Uniform Securities Agent State Law Examination
    1985-06-14
Designations

View on SEC IAPD

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