Thomas Allen Evans

Employer firm

Newedge Advisors CRD 171351

$43.2B regulatory AUM 122 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 05/2017
  Lpl Financial
  Lafayette, LA
• 05/2017 → 10/2021
  New York Life Insurance Co
  Lafayette, LA
• 06/2017 → 10/2021
  Nylife Securities Llc
  Lafayette, LA
• 10/2012 → 05/2017
  Cornerstone Financial
  Lafayette, LA
• 07/2017 → 10/2021
  Eagle Strategies Llc
  Lafayette, LA
• 10/2021 → 12/2023
  Massmutual Life Insurance Co
  Metairie, LA
• 10/2021 → 12/2023
  Mml Investors Services Llc
  Springfield, MA
• 12/2023 → Present
  Newedge Advisors, Llc.
  New Orleans, LA

Previous Registrations

• 2021-10-07 → 2023-12-26
  Mml Investors Services, Llc
  Lafayette, LA
• 2017-07-13 → 2021-10-18
  Eagle Strategies Llc
  Lafayette, LA
• 2015-06-08 → 2017-06-01
  Lpl Financial Llc
  Lafayette, LA
  Lafayette, LA

Other Businesses

NewEdge Advisors, LLC. - DBA Cestia Wealth Management [RIA} -Investment Related - Investment Advisor Representative - Start: 12/2023 - 100% of time is devoted to this activity during trading hours - at reported business location.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-06-05
• S63 Uniform Securities Agent State Law Examination
  2015-01-03

Other Names

• Tom Evans