Lisa Mari Snyderman

Current Employers

Employment History

• 01/2016 → Present
  Lisa M. Snyderman, Llc
  Stamford, CT
• 03/2016 → 01/2017
  Gentco Trading Lp
  Philadelphia, PA
• 10/2016 → 12/2017
  Mundial
  New York, NY
• 05/2017 → 07/2018
  Peter Mack & Co Inc
  Westport, CT
• 11/2016 → 09/2020
  Westport Capital Markets
  Westport, CT
• 08/2018 → 10/2020
  Amera Securities
  Villanova, PA
• 12/2018 → 07/2019
  Mundial Financial Group
  New York, NY
• 03/2021 → 06/2021
  Andbanc Brokerage Llc
  Miami, FL
• 04/2021 → 12/2022
  Hubble Investments Llc
  San Mateo, CA
• 03/2021 → 06/2021
  Andbanc Advisory Services
  Miami, FL
• 08/2021 → 12/2022
  Angel Island Capital Services
  San Francisco, CA
• 10/2021 → 06/2022
  Northstar Financial Services
  Los Angeles, CA
• 04/2022 → 05/2023
  Quint Capital
  New York, NY
• 07/2022 → 09/2022
  Energy Shares Llc
  Pasadena, CA
• 06/2022 → 08/2025
  Farkas Capital Llc
  Miami Beach, FL
• 10/2022 → 07/2023
  Energy Shares, Llc
  Pasadena, CA
• 12/2023 → Present
  Robus Capital Partners, Llc
  San Juan, PR
• 01/2023 → 10/2024
  Rubicon Capital Advisors
  New York, NY
• 01/2024 → 07/2025
  Tapp Engine Securities
  Quincy, MA
• 02/2024 → 12/2024
  Vistia Capital, Llc
  Castlerock, CO
• 01/2025 → 06/2025
  Blue Capay Ventures
  Sacramento, CA
• 04/2025 → Present
  Global Pacific Securities
  New York, NY
• 05/2025 → Present
  Variable Investment Associates
  Tea, SD
• 05/2025 → Present
  Crito Capital Advisers
  Westport, CT
• 09/2025 → Present
  Ubs Asset Management (Us) Inc.
  Stamford, CT
• 09/2025 → Present
  Ubs Financial Services Inc.
  Stamford, CT
• 09/2025 → Present
  Ubs Fund Services (Usa) Llc
  Stamford, CT

Previous Registrations

• 2022-06-23 → 2023-06-02
  Quint Capital Corporation
  New York, NY
• 2017-10-21 → 2020-09-01
  Westport Capital Markets, Llc
  Westport, CT
• 2007-04-11 → 2015-12-31
  Vision Investment Advisors, Llc
  Stamford, CT
• 2004-10-20 → 2005-08-26
  Banc Of America Investment Services, Inc.
  Stamford, CT
• 2002-09-06 → 2004-10-20
  Quick & Reilly, Inc.
  Stamford, CT

Other Businesses

1/16 2016 to present Lisa M. Snyderman, LLC, 54 Hope Street, Stamford, CT which is a customized compliance consulting firm. I am the sole member. I provide customized compliance services to broker dealers and registered investment advisors. I do project work as well as provide outsourced CCO services for a limited number of clients. The number of hours fluctuates based upon client demand. Most work is performed during market hours. 3/29/21 to present Patten Training and Review, Woodland Texas. I am consultant and do projects as needed, including acting as a CCO. The number of hours fluctuates based upon the number of projects. The majority of the work is performed during market hours. Currently registered with Robus Capital, Variable Investment Associates and Global Pacific Securities. I am registered with Crito Capital Advisers as a Series 65. NRF with ACA marketing consulting through UBS .

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-01-22
• S63 Uniform Securities Agent State Law Examination
  1985-03-29