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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-02-23
  • PA RA
    APPROVED
    Since 2011-02-23

Branch Locations

100 Sterling Parkway Suite 307, Mechanicsburg, PA 17050 • United States

Carlisle, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Mechanicsburg PA 11/1998 Present
Mml Investors Services Mechanicsburg PA 11/1998 Present
  • 11/1998 → Present
    Mass Mutual Life Insurance Company
    Mechanicsburg, PA
  • 11/1998 → Present
    Mml Investors Services
    Mechanicsburg, PA
Other Businesses

NAME: FRANKLIN L. RANKIN INV REL: Y ADD: 17 STEWART DRIVE, CARLISLE, PA 17013 NATURE: LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, DISABILITY, LTC POSITION: SALES, AGENT START DATE: 06/00 NO. HR/MO: <1 NO. HR/MO DURING SEC TRADING: <1

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-12-29
  • S63 Uniform Securities Agent State Law Examination
    1998-12-29
Other Names
  • Frank Rankin

View on SEC IAPD

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