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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-01-02 |
Branch Locations
2821 S. Parker Road, Suite #1109, Aurora, CO 80018 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Denver | CO | 07/1998 | Present |
| Crown Capital Securities, Lp | Orange | CA | 09/2013 | 12/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2024 | Present |
1) MIND'S EYE RESOURCE MANAGEMENT LLC, 2821 S PARKER ROAD SUITE 1109 AURORA CO 80014, 12/2023, PRESIDENT, DBA, INV REL, 120 HR/MO 120 HR/MO TRADING 2) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 01/02/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-01-21 |
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