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Colleen O'HAra Shue

Wells Fargo Clearing Services, LLC

North Wales, PA

Doylestown, PA

CRD 1056183

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-03-27
  • PA RA
    APPROVED
    Since 2015-03-27

Branch Locations

North Wales, PA • United States

2005 S Easton Rd Ste 108 Doylestown Commerce Center, Doylestown, PA 18901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Jenkintown PA 03/2015 11/2016
Wells Fargo Clearing Services, Llc Jenkintown PA 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2015-04-07
    Morgan Stanley
    Jenkintown, PA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Jenkintown, PA
  • 2005-08-03 → 2007-04-02
    Morgan Stanley Dw Inc.
    Jenkintown, PA
    Jenkintown, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-13
S63 Uniform Securities Agent State Law Examination 1990-08-03
  • S65 Uniform Investment Adviser Law Examination
    1996-05-13
  • S63 Uniform Securities Agent State Law Examination
    1990-08-03
Other Names
  • Colleen Ohara Shue
  • Colleen Mary Ohara
  • Colleen Shue

View on SEC IAPD

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