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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2026-08-07
  • WV RA
    APPROVED
    Since 2026-08-07

Branch Locations

Charles Town, WV • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Michael Tievy-Self Employed Rockville MD 06/1973 Present
Kestra Investment Services, Llc. Rockville MD 04/2016 Present
Kestra Advisory Services, Llc. Rockville MD 04/2016 Present
  • 06/1973 → Present
    Michael Tievy-Self Employed
    Rockville, MD
  • 04/2016 → Present
    Kestra Investment Services, Llc.
    Rockville, MD
  • 04/2016 → Present
    Rockville, MD
Previous Registrations
  • 2007-07-16 → 2007-11-02
    Osaic Fa, Inc.
    Rockville, MD
    Rockville, MD
    Vienna, VA
Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Michael I. Tievy, CLU, CFP Investment Related: No Address: 15245 Shady Grove Rd Suite 430 Rockville MD 20850 Nature of Business: Consulting; Insurance Position, Title or Relationship: Owner Start Date: 7/1/1973 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: insurance sales & retirement plan consulting. Business Name: MICHAEL IAN TIEVY Investment Related: No Address: 10217 LAKESTONE PLACE ROCKVILLE MD 20850 Nature of Business: Insurance Position, Title or Relationship: owner Start Date: 7/1/1973 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: insurance sales

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-07-22
  • S63 Uniform Securities Agent State Law Examination
    1996-07-22
Designations
Other Names
  • Michael Ian Tievy

View on SEC IAPD

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