Harold Lloyd Lewis

Current Employers

Employment History

• 02/1994 → Present
  Harwood & Garrett, Inc.
  Williamsburg, VA
• 12/2012 → 10/2016
  Securities America, Inc.
  Williamsburg, VA
• 12/2016 → 06/2021
  Voya Financial Advisors
  Williamsburg, VA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-03-14 → 2021-06-09
  Voya Financial Advisors, Inc.
  Williamsburg, VA
  Ellicott City, MD
  Pittsburgh, PA
  Greenville, SC

Other Businesses

(1) NAME OF ENTITY:HARWOOD & GARRETT, INC; Yes; 1317 JAMESTOWN RD STE 105; WILLIAMSBURG; VA; 23185; FIXED INSURANCE/DBA; PRESIDENT/OWNER; 2/1/1994; 100; 50; SALE AND SERVICE FIXED INSURANCE AND PROPERTY & CASUALTY PRODUCTS| (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 2/1980; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 10; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; (3) NAME OF OTHER BUSINESS: HAROLD LEWIS JR; INVESTMENT RELATED: NO ADDRESS: 4006 #9 GOVERNOR'S SQ WILLIAMSBURG, VA 23188; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 2/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: RENTAL INCOME UNIT; 4. NAME OF OTHER BUSINESS: HAROLD L. LEWIS, JR; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 9/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENT OUT 1317 JAMESTOWN RD. UNIT 104, WILLIAMSBURG, VA; 5. NAME OF OTHER BUSINESS: WILLIAMSBURG OFFICE PARK; INVESTMENT RELATED: NO; ADDRESS: 1317 JAMESTOWN RD, STE 105, WILLIAMSBURG, VA 23185; NATURE OF BUSINESS: BOARD; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REVIEW BIDS & CONTRACTS FOR VENDORS PERFORMING WORK AT OFFICE PARK; OVERSEE COMPLETION OF VENDOR WORK; VOTE ON EXPENDITURES; FACILITATE BOARD MEETINGS; COMMUNICATE WITH THE OFFICE OWNERS OF UPCOMING EVENTS & ACTIVITIES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-08-17
• S63 Uniform Securities Agent State Law Examination
  1983-06-01

Other Names

• Hal Lewis
• Harold Lloyd Jr Lewis