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Current Employers
Ameritas Advisory Services, Llc

5900 O Street, Lincoln, NE 68510 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-28
NY RA APPROVED 2021-11-01
  • TX RA
    APPROVED
    Since 2024-08-28
  • NY RA
    APPROVED
    Since 2021-11-01

Branch Locations

3273 Argent Blvd Ste 103, Ridgeland, SC 29936 • United States

Okatie, SC • United States

19607 Nys Route 3, Watertown, NY 13601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritas Investment Company, Llc Lincoln NE 06/2006 Present
Ameritas Life Insurance Corp. Lincoln NE 06/2006 Present
Ameritas Life Insurance Corp Of New York New York NY 12/2005 Present
Cap Advisory Services Fairport NY 02/2015 09/2019
United Professional Advisors Llc Watertown NY 05/2005 Present
United Wealth Advisor Group Watertown NY 01/2015 Present
Ameritas Advisory Services, Llc Lincoln NE 11/2021 Present
Sage Financial Planning Okatie SC 01/2023 Present
Sage Income Protection Okatie SC 01/2023 Present
  • 06/2006 → Present
    Ameritas Investment Company, Llc
    Lincoln, NE
  • 06/2006 → Present
    Ameritas Life Insurance Corp.
    Lincoln, NE
  • 12/2005 → Present
    Ameritas Life Insurance Corp Of New York
    New York, NY
  • 02/2015 → 09/2019
    Cap Advisory Services
    Fairport, NY
  • 05/2005 → Present
    United Professional Advisors Llc
    Watertown, NY
  • 01/2015 → Present
    United Wealth Advisor Group
    Watertown, NY
  • 11/2021 → Present
    Lincoln, NE
  • 01/2023 → Present
    Sage Financial Planning
    Okatie, SC
  • 01/2023 → Present
    Sage Income Protection
    Okatie, SC
Previous Registrations
  • 2005-05-26 → 2005-10-13
    Wall Street Financial Group, Inc.
    Wayland, NY
Other Businesses

LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS *United Wealth Advisor Group; Same as branch; Inv Rel; General Agency for Life Insurance and Investments; Sales Manager; Start Date = 01/2015; Hrs/Mo = 20; Trading Hrs/mo = 20; Recruit, train and retain agents and advisors for Ameritas general agency * United Professional Advisors LLC; 19607 NYS Route 3, Watertown NY 13601; inv rel; insurance sales and servicing; Agent; start date=05/2005; hrs/mo=50; trading hrs/mo=50; insurance agent and advisor* Sage Financial Planning; inv rel; same as branch; financial services; Registered Rep; start date=01/2023; hrs/mo=120; trading hrs/mo=100; sell and service Ameritas products to our clients * Sage Income Protection; same as branch; inv rel; financial planning agency; Agent; start date=01/2023; hrs/mo=80; trading hrs/mo=80; LLC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-18
S63 Uniform Securities Agent State Law Examination 1984-10-25
  • S65 Uniform Investment Adviser Law Examination
    2005-05-18
  • S63 Uniform Securities Agent State Law Examination
    1984-10-25
Designations
Other Names
  • Arnie Pechler
  • Arnold Nelson Pechler

View on SEC IAPD

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