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Michael A Schlegel

Cetera Investment Advisers LLC

Independence, OH

Dublin, OH

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
OH RA APPROVED 2019-06-20
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • OH RA
    APPROVED
    Since 2019-06-20

Branch Locations

6133 Rockside Road Ste 208, Independence, OH 44131 • United States

545 Metro Place South Suite 220, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Dublin OH 07/2016 02/2018
New York Life Insurance Co Dublin OH 05/2016 02/2018
Equity Services, Inc. Montpelier VT 07/2018 01/2019
National Life Group Detroit MI 05/2018 01/2019
Foresters Financial Services Dublin OH 01/2019 06/2019
National Life Of Vermont Montpelier VT 02/2019 03/2019
Cetera Investment Services Llc Saint Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Independence OH 06/2019 Present
  • 07/2016 → 02/2018
    Nylife Securities Llc
    Dublin, OH
  • 05/2016 → 02/2018
    New York Life Insurance Co
    Dublin, OH
  • 07/2018 → 01/2019
    Equity Services, Inc.
    Montpelier, VT
  • 05/2018 → 01/2019
    National Life Group
    Detroit, MI
  • 01/2019 → 06/2019
    Foresters Financial Services
    Dublin, OH
  • 02/2019 → 03/2019
    National Life Of Vermont
    Montpelier, VT
  • 06/2019 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Independence, OH
Previous Registrations
  • 2005-09-27 → 2013-08-02
    Msi Financial Services, Inc.
    Dublin, OH
    Newark, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-02-11
  • S63 Uniform Securities Agent State Law Examination
    1987-02-11
Other Names
  • Michael Anthony Schlegel
  • Michael Schlegel

View on SEC IAPD

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EDGEWATER CAPITAL PARTNERS
GATEPASS CAPITAL, LLC
SPINNAKER FINANCIAL GROUP, LLC
APPALOOSA WEALTH MANAGEMENT LLC
BURNS FINANCIAL ADVISORS, INC.
M HOLDINGS SECURITIES, INC.

Other Investors

SEAN ALLEN ORICK
JAVIER ENRIQUE CORDERO CONDE
DAVID R ABATE
PETER JAMES BRUNTON
BRIAN EUGENE MARTIN
MARK M TEPPER
ANTHONY A ZABIEGALA
MICHAEL T NOWACKI

Other Offices

STRATEGIC WEALTH PARTNERS, LTD. · INDEPENDENCE, OH
SWP INVESTMENT MANAGEMENT LLC · INDEPENDENCE, OH
EDGEWATER CAPITAL PARTNERS · INDEPENDENCE, OH
GATEPASS CAPITAL, LLC · INDEPENDENCE, OH
SPINNAKER FINANCIAL GROUP, LLC · INDEPENDENCE, OH
APPALOOSA WEALTH MANAGEMENT LLC · INDEPENDENCE, OH
BURNS FINANCIAL ADVISORS, INC. · INDEPENDENCE, OH
M HOLDINGS SECURITIES, INC. · Cleveland, OH

More in Independence, OH

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