Robert Francis Whitman

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1983 → Present
  Archbishop Rummel High School
  Metairie, LA
• 04/2010 → 11/2017
  Girard Securities, Inc.
  San Diego, CA
• 07/2015 → 03/2017
  Asset One, Llc
  Mandeville, LA
• 11/2017 → 08/2021
  Cetera Advisor Networks Llc
  El Segundo, CA
• 08/2021 → Present
  Independent Financial Group
  Metaire, LA

Previous Registrations

• 2017-11-01 → 2021-08-06
  Cetera Wealth Services, Llc
  Metairie, LA
  El Segundo, CA
• 2014-03-21 → 2017-11-01
  Girard Securities, Inc.
  San Diego, CA
  Mandeville, LA
  Corpus Christi, TX
  Metairie, LA

Other Businesses

(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/1980 ADDRESS: 1801 Transcontinental, Metairie LA 70001, United States DESCRIPTION: Insurance Agent (2) ARCHBISHOP RUMMEL HIGH SCHOOL POSITION: Employee NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 08/01/1983 ADDRESS: 1901 Severn Ave, Mataire LA 70001, United States DESCRIPTION: Mentor teachers in their career courses, coordinate outreach programs, counsel students (3) YOUTH REBUILDING NEW ORLEANS INC. POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2007 ADDRESS: 1933 Hope Street, New Orleans LA 70119, United States DESCRIPTION: Board president (4) TAX PREPARER POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2005 ADDRESS: 1801 Transcontinental, Metairie LA 70001, United States DESCRIPTION: Assist senior clients and family with income tax forms as a complimentary service (5) TOROSO FINANCIAL GROUP POSITION: Independent Contractor NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 08/01/2021 ADDRESS: 1801 Transcontinental, Metairie LA 70001, United States DESCRIPTION: Registered Representative at DBA used for marketing purposes (6) TESTAMENTARY EXECUTOR FOR MIRIAM BENSON WHITMAN SUCCESSION POSITION: Testamentary Executor for Miriam Benson Whitman, mother of Robert Whitman, Jr. NATURE: Acting as a POA, Trustee, Executor (This activity is strictly limited and will only be approved for direct family members. If you have questions, please call a Compliance Officer). INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/29/2017 ADDRESS: 1801 Transcontinental, Metairie LA 70001, United States DESCRIPTION: Testamentary Executor for mother, Miriam Benson Whitman.

Other Names

• Bob Whitman