Douglas Charles Mogck

Current Employers

Employment History

• 10/1984 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 10/2002 → Present
  Northwestern Mutual Investment Services, Llc
  Valparaiso, IN
• 08/2007 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Previous Registrations

• 2002-09-19 → 2002-10-17
  Robert W. Baird & Co. Incorporated
  Valparaiso, IN

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. MOGCK IV PROPERTIES, LLC, INVESTMENT RELATED - REAL ESTATE, 200 E E 10TH ST, STE 20, SOIUX FALLS, SD, ENTITY FOR HOLDING INVESTMENT REAL ESTATE,27.5% OWNER, 5-10HRS/MO 3. UPDATE TO PREVIOUSLY DISCLOSED OUTSIDE BUSINESS - AS OF 1/1/2012, 34% OWNER OF MOGCK IV PROPERTIES, LLC AT 59 WORCHESTER DR. VALPARAISO, IN 46383. SPENDS 5 HOURS/MO AND GROSS $5000/YR. 4. PAST PRESIDENT, ROTARY CLUB OF VALPARAISO, 711 CALUMET AVE, VALPARAISO, , INDIANA, 46383, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 7/1/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PAST PRESIDENT - SERVE ON THE BOARD OF DIRECTORS 5. BOARD MEMBER, VALPARAISO EVENTS, INC, 150 W LINCOLNWAY STE1006, VALPARAISO, , INDIANA, 46383, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 08/30/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD OF DIRECTORS 6. DIRECTOR, VALPARAISO ROTARY MEMORIAL FOUNDATION, 711 CALUMET AVE, VALPARAISO, , INDIANA, 46383, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 01/27/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, AS DIRECTOR HELP SET POLICY; EVALUATE HIGH SCHOOL STUDENT SCHOLARSHIP APPLICATIONS AND SELECT RECIPIENTS 7. THIRD ACT ADVENTURE LLC, NON-FINANCIAL SERVICES BUSINESS, START DATE: 07/29/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, COACHING INDIVIDUALS/COUPLES TO SUCCESSFULLY TRANSITION ON THE NON-FINANCIAL ASPECTS OF RETIREMENT. NON-INVESTMENT RELATED. 8. BOARD MEMBER, COLONIAL BAY HOMEOWNERS ASSOCIATION, 1725 COLONIAL DR, ROCHESTER, , INDIANA, 46975, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 7/1/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMBER OF THE COLONIAL BAY HOMEOWNERS ASSOCATION. NON-INVESTMENT RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2002-02-18
• S63 Uniform Securities Agent State Law Examination
  1993-07-23