William Bennie Eaton

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2024-11-14

WI RA
APPROVED

Since 2024-11-14

Branch Locations

Eau Claire, WI • United States

3311 Golf Road Box 3215, Suite 4, Eau Claire, WI 54701 • United States

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Prudential Insurance Company Of America	Eau Claire	WI	04/1981	Present
Pruco Securities, Llc.	Eau Claire	WI	04/1981	11/2024
Lpl Enterprise, Llc	Eau Claire	WI	11/2024	Present

04/1981 → Present

Prudential Insurance Company Of America

Eau Claire, WI
04/1981 → 11/2024

Pruco Securities, Llc.

Eau Claire, WI
11/2024 → Present

Lpl Enterprise, Llc

Eau Claire, WI

Previous Registrations

2001-04-10 → 2024-11-14

Pruco Securities, Llc.

Eau Claire, WI

St. Louis Park, MN

Eau Claire, WI

Eau Claire, WI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-04-10
S63	Uniform Securities Agent State Law Examination	1982-09-20

S65 Uniform Investment Adviser Law Examination

2001-04-10
S63 Uniform Securities Agent State Law Examination

1982-09-20

Other Names

Bill Eaton

View on SEC IAPD