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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-03-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New Haven | CT | 09/2011 | 05/2020 |
| Brookstone Capital Management | Wheaton | IL | 05/2020 | 07/2022 |
| Foundations Investment Advisors, Llc | North Haven | CT | 07/2022 | 08/2023 |
| Pruco Securites, Llc | Shelton | CT | 08/2023 | 03/2024 |
| Edward Jones | St Louis | MO | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-06-09 |
| S65 | Uniform Investment Adviser Law Examination | 1997-03-17 |
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