Best Investors
Account
Sign in
Best Investors
Account
Sign in
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-08-04 |
| TX | RA | APPROVED | 2023-07-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mbsc Securities Corporation | Naples | FL | 08/2012 | Present |
| Bny Mellon | Naples | FL | 06/2012 | Present |
| Jpmorgan Chase Bank, N.A. | Naples | FL | 05/2018 | Present |
| J.P. Morgan Securities Llc | Naples | FL | 05/2018 | Present |
| Sunstate Getaways, Inc. | Naples | FL | 10/2018 | Present |
| Saddle Hill Management Llc | Naples | FL | 05/2024 | Present |
Entity Name: Saddle Hill Management LLC Investment related: No Address: Naples FL 34119 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/08/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is an LLC we set up to hold a condominium unit in Tallahassee Florida Entity Name: Sunstate Getaways, Inc. Investment related: No Address: Naples FL Nature of the other business: Spouse's travel business (travel agent), I have no day to day duties. Position/Title/Relationship: Officer; Investor; Co-Owner; Secretary Start Date: 31-Oct-2018 Approximate # of hours a month: 1 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I sign the tax return and any necessary corporate filings.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-27 |
| S66 | Uniform Combined State Law Examination | 2007-04-17 |
Reach out to this advisor