Richard J Bell

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2025-08-15
ID	RA	APPROVED	2025-04-01
PR	RA	APPROVED	2024-12-21
SC	RA	APPROVED	2023-12-12
NJ	RA	APPROVED	2022-04-07
MI	RA	APPROVED	2021-10-12
CO	RA	APPROVED	2020-04-07
NC	RA	APPROVED	2018-11-27
OH	RA	APPROVED	2017-04-28
FL	RA	APPROVED	2016-06-14
WA	RA	APPROVED	2015-06-18
DE	RA	APPROVED	2014-01-29
OR	RA	APPROVED	2014-01-06
NV	RA	APPROVED	2011-11-02
TX	RA	APPROVED	2009-08-03
MO	RA	APPROVED	2008-09-17
AZ	RA	APPROVED	2006-08-01
UT	RA	APPROVED	2006-07-26
CA	RA	APPROVED	2006-07-20

NE RA
APPROVED

Since 2025-08-15
ID RA
APPROVED

Since 2025-04-01
PR RA
APPROVED

Since 2024-12-21
SC RA
APPROVED

Since 2023-12-12
NJ RA
APPROVED

Since 2022-04-07
MI RA
APPROVED

Since 2021-10-12
CO RA
APPROVED

Since 2020-04-07
NC RA
APPROVED

Since 2018-11-27
OH RA
APPROVED

Since 2017-04-28
FL RA
APPROVED

Since 2016-06-14
WA RA
APPROVED

Since 2015-06-18
DE RA
APPROVED

Since 2014-01-29
OR RA
APPROVED

Since 2014-01-06
NV RA
APPROVED

Since 2011-11-02
TX RA
APPROVED

Since 2009-08-03
MO RA
APPROVED

Since 2008-09-17
AZ RA
APPROVED

Since 2006-08-01
UT RA
APPROVED

Since 2006-07-26
CA RA
APPROVED

Since 2006-07-20

Branch Locations

Windsor, CO • United States

2875 Michelle Drive Suite 110, Irvine, CA 92606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Richard J. Bell	Clairmont	CA	07/1998	Present
Park Avenue Securities	Claremont	CA	03/2006	08/2021
Guardian Life Insurance	Claremont	CA	03/2006	08/2021
Guardian Life Insurance	Windsor	CO	08/2021	Present
Park Avenue Securities	Windsor	CO	08/2021	Present

07/1998 → Present

Richard J. Bell

Clairmont, CA
03/2006 → 08/2021

Park Avenue Securities

Claremont, CA
03/2006 → 08/2021

Guardian Life Insurance

Claremont, CA
08/2021 → Present

Guardian Life Insurance

Windsor, CO
08/2021 → Present

Park Avenue Securities

Windsor, CO

Previous Registrations

1998-07-09 → 2007-12-31

Bell, Richard Jay

Claremont, CA
2004-07-26 → 2006-03-22

Ameritas Investment Company, Llc

Claremont, CA
1997-07-08 → 2004-07-01

Mml Investors Services, Llc

Rancho Cucamonga, CA

Other Businesses

1. Financial Sales-provide clients with the following insurance products as needed: Term and permanent life insurance, long-term care insurance, personal and group health insurance and fixed annuities from various outside companies, Start: 10/01/1989 Address: 333 N. Indian Hill Blvd., Claremont, CA 91711 Hrs per month - Tot/Bus: 20/8 Investment related >10% annual income 2) Power of Attorney for Spouse, Start: 05/13/2016, Address: 1834 Paley Drive, Windsor, CA 80550, 0 total hours per month, Not investment related, No annual compensation, 3) Rental Property Purchase- Start: 05/01/2023, Address: 5871 Banner Street, Timnath, CO 80547, 2 total hours per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation,

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-11-13
S63	Uniform Securities Agent State Law Examination	1982-07-28

S65 Uniform Investment Adviser Law Examination

2007-11-13
S63 Uniform Securities Agent State Law Examination

1982-07-28

Designations

Certified Financial Planner

Other Names

Rick Bell
Richard Jay Bell

View on SEC IAPD