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Current Employers
Regal Advisory Services, Inc.

950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2010-09-01
  • AZ RA
    APPROVED
    Since 2010-09-01

Branch Locations

950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Natural Resources Management Scottsdale AZ 07/2008 Present
Regal Securities Phoenix AZ 07/2010 Present
  • 07/2008 → Present
    Natural Resources Management
    Scottsdale, AZ
  • 07/2010 → Present
    Regal Securities
    Phoenix, AZ
Previous Registrations
Other Businesses

1. SNOWFLAKE ASSOCIATES LLC, NOT INVESTMENT RELATED, 815 E. SILVER ST, TUCSON, AZ 85719, REAL ESTATE, PARTNER, 26299, 0 HOURS A MONTH, 0 DURING TRADING HOURS, THIS IS A FAMILY PARTNERSHIP WHICH INCLUDES MY PARENTS AND BROTHERS AND SISTERS. WE HAVE HELD A PIECE OF UNDEVELOPED RAW LAND IN THIS ENTITY FOR AT LEAST SINCE 1972. THE PARTNERSHIP DOES NOT GENERATE ANY INCOME AND IS ONLY FOR THE PURPOSE OF HOLDING THE REAL ESTATE ASSET DESCRIBED' 2. REYNA WEALTH MANAGEMENT, INVESTMENT RELATED, 7634 E. LARKSPUR DR, SCOTTSDALE AZ 85260, DBA NAME, OWNER/ PRESIDENT, 37894, 5 TO 10 HOURS A MONTH, 0 DURING TRADING HOURS, ENTITY IS A SUB S ESTABLISHED PER MY CPA AS A PASS THROUGH VEHICLE FOR TAX PURPOSES. THE SUB S CORP IS IN THE PROCESS OF BEING CHANGED BACK TO ITS ORIGINAL NAME OF J. REYNA CAPITAL MANAGEMENT, INC. 3. NATURAL RESOURCES MANAGEMENT INC, NOT INVESTMENT RELATED, 7634 E. LARKSPUR DR, SCOTTSDALE AZ 85260, GENERAL CONSULTING, OWNER/ PRESIDENT, 37894, 20 HOURS A MONTH, 0 DURING TRADING HOURS, GENERAL CONSULTING, COMMUNITY RELATIONS & MARKETING 4. Successor Trustee - Personal Representative ADDRESS: 7634 E. Larkspur Drive, Scottsdale, AZ 85260 NATURE OF BUSINESS: Provide services for final distribution of assets for family and close friends estate/trusts whom representative has known for 30+ years. INVESTMENT RELATED: No START DATE: Not specific, but has been ongoing. # OF HOURS PER MONTH: 8 (2 per week) # OF HOURS DURING MARKET OPEN: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-15
S63 Uniform Securities Agent State Law Examination 1982-07-27
  • S65 Uniform Investment Adviser Law Examination
    1998-10-15
  • S63 Uniform Securities Agent State Law Examination
    1982-07-27
Other Names
  • Jr Reyna
  • Jr John Reyna

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