Mitchell Hutto Hesen

Employer firm

Hesen & Haslam CRD 286235

$284M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → Present
  Lpl Financial, Llc
  Woodland Hills, CA
• 03/2017 → Present
  Hesen & Haslam, Llc
  Woodland Hills, CA

Previous Registrations

• 2017-03-28 → 2017-12-31
  Hesen & Haslam
  Woodland Hills, CA
• 1997-07-08 → 2014-06-03
  New England Securities
  Woodland Hills, CA
  Woodland Hills, CA

Other Businesses

(1) 05/27/2014: Hasen & Haslam - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 100% Time Spent (2) 05/27/2014: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Life, Long-Term Care Insurance (3) 05/27/2014: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 20% Time Spent - Life, Long-Term Care Insurance. (4) 3/29/2017 - Hesen & Haslam, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/01/2017 - 120 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Hesen & Haslam, LLC, an independent investment advisor firm. I started this business activity in 3/2017. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 4/27/2017 - Hesen & Haslam, Retirement Income Specialists - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 03/28/2017 - 120 Hours Per Month/100 Hours During Securities Trading. (6) 8/31/2017 - Hesen & Haslam, Retirement Income Specialists - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/28/17 - 120 Hours Per Month/100 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-08-12
• S63 Uniform Securities Agent State Law Examination
  1982-09-15

Designations

• Certified Financial Planner
• Chartered Financial Consultant