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Current Employers
Sequoia Financial Group, L.L.C.

3500 Embassy Parkway, Akron, OH 44333 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-03-31
  • MN RA
    APPROVED
    Since 2025-03-31

Branch Locations

3500 Embassy Parkway, Akron, OH 44333 • United States

11 Bridge Square, Northfield, MN 55057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carlson Capital Management Northfield MN 09/1987 Present
Carlson Capital Management, Llc Northfield MN 11/2015 Present
  • 09/1987 → Present
    Carlson Capital Management
    Northfield, MN
  • 11/2015 → Present
    Carlson Capital Management, Llc
    Northfield, MN
Previous Registrations
  • 2015-12-17 → 2025-05-15
    Carlson Capital Management, Llc
    Northfield, MN
  • 2014-01-29 → 2015-12-31
    Carlson Capital Management
    Northfield, MN
Other Businesses

CARLSON CAPITAL PARTNERS (PARTNER) IS A REAL ESTATE CONCERN THAT OWNS AND LEASES REAL ESTATE. CARLSON CAPITAL MANAGEMENT, INC. (PARTNER) IS AN RIA FIRM REGISTERED WITH THE SEC. VIAFORTE, INC. (OWNER) IS A CONCERN THAT PROVIDES INSURANCE SOLUTIONS TO INDIVIDUALS AND BUSINESS ENTITIES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-07-19
  • S63 Uniform Securities Agent State Law Examination
    1982-07-19

View on SEC IAPD

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