Morris C Williams

Current Employers

Employment History

• 01/1998 → Present
  Momentum Independent Network Inc.
  Dallas, TX
• 01/1991 → Present
  Rtw Financial Advisors, Inc.
  Dallas, TX

Previous Registrations

• 2003-01-13 → 2004-12-31
  Rtw Financial Advisors Inc
  Dallas, TX

Other Businesses

1) RTW FINANCIAL ADVISORS, INC.; INVESTMENT-RELATED; 14114 DALLAS PARKWAY, #530, DALLAS, TX; RIA-INVESTMENT ADVISORY; PRESIDENT/OWNER; 70% OF TIME DEVOTED DURING BUSINESS HRS; 2) MORRIS C. WILLIAMS & ASSOC; NOT INVESTMENT-RELATED; 14114 DALLAS PARKWAY, #530, DALLAS, TX; ACCOUNTING; 10% OF TIME DEVOTED DURING BUSINESS HRS. 3)DALLAS SUMMER MUSICALS, INC - NOT BSNSS RELATED - 909 1ST AVE, DALLAS, TX 75240 - NOT FOR PROFIT MUSICAL THEATRE - EXEC COMMITTEE & BOARD OF DIRECTORS - STARTED 1986 - NO COMP - 20 HRS DRNG BSNSS HRS - 10 HRS DRNG NON-BSNSS HRS - NO CONFLICT OF INTEREST. 4) CAMO RANCH, LTD - NOT INVESTMENT RELATED - 14114 DALLAS PKWY #535, DALLAS, TX 75254 - PART OWNER - STARTED 4-12-2005 - NO COMP - ZERO HRS DRNG BSNSS HRS - 200 HRS DRNG NON-BSNSS HRS - NO CONFLICT OF INTEREST. - 5)MPW RANCH MGMT LLC - NOT INVESTMENT RELATED - 14114 DALLAS PKWY #530 DALLAS, TX 75254 - GROW HAY/TRAP & SELL FERAL HOGS - MANAGER - STARTED 2005 - NO COMP - ZERO DRNG BSNSS HRS - 10 HRS NON-BSNSS HRS - NO CONFLICT. - 6)HUMNOKE FARMS LTD - NOT BSNSS RELATED - 14114 DALLAS PKWY #535 DALLAS TX - LIMITED PARTNER - STARTED 2005 - NO COMP - ZERO HRS DRNG BSNSS HRS - 100 HRS DRNG NON-BSNSS HRS - NO CONFLICT. - 7)ALLPORT MGMT - NOT BSNSS RELATED - 14114 DALLAS PKWY #535 DALLAS TX - PRESIDENT - STARTED 2005 - NO COMP - ZERO HRS DRNG BSNSS HRS - 20 HRS DRNG NON-BSNSS HRS - NO CONFLICT. - 8) MORRIS C WILLIAMS & ASSOCIATES - NOT BSNSS RELATED - BOOKKEEPING - OWNER- STARTED 1986 - 30% COMPENSATION - 20% OF TIME DEVOTED DRNG BSNSS HRS - 20% TIME DEVOTED DRNG NON-BSNSS HRS - NO CONFLICT. - 9) CGH IRREVOCABLE TRUST - YES THIS IS BUSINESS INVESTMENT RELATED - ASSETS ARE HELD IN A FAMILY LP IN WHICH I HAVE NO AUTHORITY TO CONDUCT BUSINESS ON BEHALF OF PARTNERSHIP - GARLAND, TX - TRUST TO BENEFIT MINOR CHILD - TRUSTEE SINCE DEC 2012 - COMP IS UNKNOWN - TIME DEVOTED LESS THAN 30 MINS DRNG BSNSS HRS - 0 HRS DRNG NON-BSNSS HRS - NO CONFLICTS OF INTEREST WITH FULL DISCLOSURE - ACTIVITY INVOLVES ACCOUNTS HELD AT SWS FINANCIAL SVCS (ACCTS LISTED ON OBA) 10)RH IRREVOCABLE TRUST MORRIS WILLIAMS TRUSTEE - TRUSTEE - START 2012 - DALLAS, TX - 2 HRS PER MNTH DURING BSNSS HRS - ZERO HRS DURING NON-BSNSS HRS - NO CONFLICTS OF INTEREST 11) RH Irrevocable trust #2; Investment Related; Dallas, TX; Compensated trustee; Started May 2023; 20 hrs/yr; 5 hrs/yr during business hours; Compensated trustee 12)Ponte Trust Company - Member of Board of Directors - Quarterly Board Meetings 1 hour per meeting during business hours - no hours during non-business hours - 5956 Sherry Lane Suite 1350 Dallas, TX 75225 - no conflicts of interest 13) ZAVALETA CHILDREN'S TRUST - INVESTMENT RELATED - DALLAS, TX - THIS IS A TRUST FOR THREE GRONW CHILDREN - I SERVE AS THE TRUSTEE - STARTED 12/31/1996 - ZERO BUSINESS HOURS/MONTH - 1/2 HOUR PER YEAR TOTAL. 14) AGAPE ALWAYS FOUNDATION, INC. - NON-INVESTEMENT RELATED - DALLAS, TX - NON-PROFIT/CHARITY FOUNDATION RAISING MONEY TO SUPPORT THE AGAPE CLINIC THAT PROVIDES HEALTHCAR SERVICES TO THE UNDERPRIVILEGED OF DALLAS - DIRECTOR - STARTED 1/1/2022 - 2 HRS/MO - ZERO HRS/MO DURING BUSINESS HOURS. 15) CGH Irrevocable Trust #2; Investment related; Dallas, TX; This is a trust to benefit a minor child; Trustee; Started May 2023; 20 hrs/yr; 5 hrs/yr annually during business hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-06
• S63 Uniform Securities Agent State Law Examination
  1982-09-09

Other Names

• Kit Williams
• Morris Christopher Williams
• Morris C. "Kit" Williams