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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2016-04-23 |
| TX | RA | APPROVED | 2016-04-22 |
Branch Locations
6065 Frantz Road Suite 106, Dublin, OH 43017 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Leah Franckhauser | Columbus | OH | 11/2008 | Present |
| Lpl Financial, Llc | Dublin | OH | 04/2016 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 04/2016 | Present |
(1) 04/22/2016: 54 Financial Group Ltd - DBA for LPL Business (entity for LPL business) - inv rel - start 3/14/2016 - 6065 Frantz Road #106, Dublin, OH 43017 - 160 hr/mo, 30% (2) 04/22/2016: Notary Public - Notary - INV REL - 6065 Frantz Road #106, Dublin, OH 43017 - 1 Hr/Mo (3) 05/10/2016: Private Advisor Group - Registered Investment Advisor DBA - (Hybrid) 54 Financial Group Ltd - inv rel - 85 Madison Avenue, Suite 300, Morritown, NJ 07960 - IAR - 40% Time Spent (4) 05/10/2016: Private Advisor Group - Registered Investment Advisor - (Hybrid) Private Advisor Group - inv rel - 6065 Frantz Road #106, Dublin, OH 43017 - IAR provides investment advice - 30% Time Spent (5) 07/01/2016: FCM Trio LLC - Business Entity For Tax/Investment Purposes Only - FCM Trio LLC - INV REL - Start 05/26/2016 - At Reported Business Location(s) - Nothing is offered through this LLC - 0 Hr/Mo
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-04 |
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