David Allan Laube

Current Employers

Employment History

• 06/1991 → 08/2023
  Securian Financial Services, Inc.
  St. Paul, MN
• 06/1991 → 08/2023
  Minnesota Life Insurance Company
  St. Paul, MN
• 09/2001 → 11/2017
  Gcg Financial Inc
  Bannockburn, IL
• 11/2017 → 03/2023
  Financial Design Group
  Bloomington, IL
• 03/2023 → Present
  Securian Advisors Mid America
  Tulsa, OK
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Bloomington, IL
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2006 → Present
  David A. Laube, Inc
  Bloomington, IL

Previous Registrations

• 1998-06-29 → 2023-08-10
  Securian Financial Services, Inc.
  Bloomington, IL
  Deerfield, IL
  Bloomington, IL
  Toledo, OH
  Cedar Rapids, IA
  St. Paul, MN

Other Businesses

1) AMERICAN HEART ASSOCIATION BLOOMINGTON NORMAL POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2018 ADDRESS: , Sprngfield IL , United States DESCRIPTION: Advisory Board 2) AMERICAN RED CROSS CENTRAL & SOUTHERN ILLINOIS REGION POSITION: Advisory Board NATURE: President Elect for 2026-2027; will then serve as Board President 2027-2028 year INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2018 ADDRESS: Peoria IL, United States DESCRIPTION :Attend bi monthly Board meetings; service on the Mission & Outreach committee & the Biomed Committee 3) IOWA CLUB POSITION: Consultant NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 05/02/2022 ADDRESS: 1701 Sweetbriar Dr, Bloomington IL 61704, United States DESCRIPTION: I handle no dues or fees only review quarterly or as he requests, statements with Club President Jay Ansher, PhD 4) SAMA FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/16/2023 ADDRESS: 1327 Boyson Road, Hiawatha IA 52233, United States DESCRIPTION: Fixed insurance sales through general brokerage agency 5) NAME OF OTHER BUSINESS: GUIDE WEALTH PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 45; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 6) NAME OF OTHER BUSINESS: DAVID A. LAUBE, INC.; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2006, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 7) NAME OF OTHER BUSINESS: LIFELONG ACCESS; INVESTMENT RELATED: NO; ADDRESS: 2000 JACOBSEN DRIVE BLOOMINGTON, IL 61704; NATURE OF BUSINESS: BOARD; START DATE: 04/2026; POSITION/TITLE/RELATIONSHIP: INVESTMENT OVERSIGHT COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0.5; BRIEF DESCRIPTION OF DUTIES: ATTEND IN-PERSON OR QUARTERLY MEETINGS, THROUGH GOVERNANCE-FOCUSED OVERSIGHT TO REVIEW INVESTMENT PERFORMANCE, FINANCIAL REPORTS AND MONITOR ACCORDING TO THE IPS ON FILE, MAKE APPROPRIATE RECOMMENDATIONS TO THE INVESTMENT COMMITTEE CHAIR;

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-07-10
• S63 Uniform Securities Agent State Law Examination
  1982-08-27

Designations

Other Names

• Dave Laube