David Alfred Baratta

Employer firm

Mercer Global Advisors Inc. CRD 147363

$84.4B regulatory AUM 87 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2005 → 11/2024
  Waypoint Capital Advisors
  Phoenix, AZ
• 11/2024 → Present
  Mercer Global Advisors Inc.
  Phoenix, AZ

Previous Registrations

• 2006-02-02 → 2025-01-08
  Waypoint Capital Advisors, Llc
  Henderson, NV
  Solana Beach, CA
  Minneapolis, MN
  Phoenix, AZ
  Del Mar, CA

Other Businesses

1. Bar M LLC; Investment-related; The address of this business is a private residence; Real estate holding company; Sole Member; 03/01/2017; 0-1 hrs. per month; 0 hrs. during trading hours; Rental property owner. 2. Mere Point Holdings LLC; Investment-related; The address of this business is a private residence; Investment of self-directed IRA; Sole Member; 01/01/2022; 0-1 hrs. per month; 0 hrs. during trading hours; Management of my own IRA. 3. Old Farm LLC; Investment-related; The address of this business is a private residence; Investment of self-directed Roth IRA; Sole Member; 03/01/2023; 0-1 hrs. per month; 0 hrs. during trading hours; Management of my own Roth IRA.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-31