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Paul Joseph Delongis

Stifel, Nicolaus & Company, Incorporated

Altoona, PA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-02-25
TX RA APPROVED_RES 2016-02-24
  • PA RA
    APPROVED
    Since 2016-02-25
  • TX RA
    APPROVED_RES
    Since 2016-02-24

Branch Locations

180 Charlotte Drive Suite 100, Altoona, PA 16601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Altoona PA 02/2016 Present
  • 02/2016 → Present
    Stifel Nicolaus & Co Inc
    Altoona, PA
Previous Registrations
  • 2009-03-13 → 2016-03-11
    Rbc Capital Markets, Llc
    Hollidaysburg, PA
  • 1999-11-24 → 2009-03-13
    Ferris, Baker Watts, Llc
    Hollidaysburg, PA
    Hollidaysburg, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-14
S63 Uniform Securities Agent State Law Examination 1982-07-20
  • S65 Uniform Investment Adviser Law Examination
    1999-04-14
  • S63 Uniform Securities Agent State Law Examination
    1982-07-20

View on SEC IAPD

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