Best Investors Account Sign in

Paul Thomas Romanello

Oppenheimer & Co. Inc.

Hauppauge, NY

Claim This Profile
Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-20
  • NY RA
    APPROVED
    Since 2021-07-20

Branch Locations

888 Veterans Memorial Hwy Suite 400, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Melville NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Melville NY 11/2016 04/2021
Oppenheimer & Co. Inc. Hauppauge NY 04/2021 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Melville, NY
  • 11/2016 → 04/2021
    Wells Fargo Clearing Services, Llc
    Melville, NY
  • 04/2021 → Present
    Oppenheimer & Co. Inc.
    Hauppauge, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-19
S63 Uniform Securities Agent State Law Examination 1984-01-25
  • S65 Uniform Investment Adviser Law Examination
    2021-07-19
  • S63 Uniform Securities Agent State Law Examination
    1984-01-25

View on SEC IAPD

Other Firms

EQUITY SERVICES, INC.
MADISON GLOBAL ADVISORS LLC
UNITED FINANCIAL PLANNING GROUP LLC
COMMONWEALTH FINANCIAL NETWORK
LPL FINANCIAL LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
J.P. MORGAN SECURITIES LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

RICHARD S HYAMS
ALEXANDER VICTOR ZOURIDES
LANNY JOEL WEISMAN
CHRISTOPHER J VARGAS
DAVID JOHN JENSEN
DYLAN JOSEPH GUERRERA
PATRICK DE TOLLA
RONALD LEE HOUSLEY

Other Offices

EQUITY SERVICES, INC. · HAUPPAUGE, NY
MADISON GLOBAL ADVISORS LLC · HAUPPAUGE, NY
UNITED FINANCIAL PLANNING GROUP LLC · HAUPPAUGE, NY
COMMONWEALTH FINANCIAL NETWORK · Hauppauge, NY
LPL FINANCIAL LLC · HAUPPAUGE, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Hauppauge, NY
J.P. MORGAN SECURITIES LLC · HAUPPAUGE, NY
CETERA INVESTMENT ADVISERS LLC · Hauppauge, NY

More in Hauppauge, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor