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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-07-06 |
| TX | RA | APPROVED_RES | 2014-02-11 |
| NJ | RA | APPROVED | 2009-06-01 |
Branch Locations
Bal Harbour, FL • United States
340 Mount Kemble Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Morristown | NJ | 07/2004 | Present |
| Morgan Stanley Smith Barney | Morristown | NJ | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-11 |
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