Mark David Ferrer

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 04/2023
  Raymond James Financial Services Inc
  Carolina Beach, NC
• 06/2002 → Present
  Real Estate
  Wilmington, NC
• 01/2009 → 04/2023
  Raymond James Financial Services Advisors, Inc
  Carolina Beach, NC
• 06/2008 → Present
  Ferrer Advisory Services, Inc.
  Carolina Beach, NC
• 02/2012 → Present
  Emilie Swearingen Committee
  Kure Beach, NC
• 02/2018 → Present
  Ferrer Properties, Llc
  Kure Beach, NC
• 05/2017 → 12/2018
  Bonview 160 Limited Partnership
  Kure Beach, NC
• 07/2008 → Present
  Special Independent Trustee
  Carolina Beach, NC
• 04/2023 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2009-01-02 → 2023-04-28
  Raymond James Financial Services Advisors, Inc
  Kure Beach, NC
  Carolina Beach, NC
  Carolina Beach, NC
• 2005-09-02 → 2009-01-02
  Raymond James Financial Services, Inc.
  Wilmington, NC
  Carolina Beach, NC
• 2002-06-28 → 2005-09-02
  Wells Fargo Clearing Services, Llc
  Wilmington, NC

Other Businesses

1. Fixed insurance sales; as of 04/01/2023; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Ferrer Properties, LLC, an entity created for the purpose of buying and managing commercial real estate in Carolina Beach, NC, as of 01/31/2018; 2% of time spent during business hours; Conducted at branch; Investment related. 3. Owner, Ferrer Advisory Services, Inc. a private entity established to facilitate securities, advisory, and insurance business; as of 09/15/2008; 0% of time spent during business hours; Conducted at branch; Investment related. 4. Trustee for a Charitable Remainder Unitrust; Located in Schenectady, NY, as of 12/29/1998; 1% of time spent during business hours; Not conducted at branch location; Not investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-06-24
• S63 Uniform Securities Agent State Law Examination
  1987-10-14