Larry Wayne Osa

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → 06/2019
  Rbc Capital Markets, Llc
  Sun City, AZ
• 06/2019 → Present
  Robert W Baird
  Peoria, AZ

Previous Registrations

• 2008-06-30 → 2019-07-08
  Rbc Capital Markets, Llc
  Peoria, AZ

Other Businesses

NAME OF ENTITY: Sunshine Dog Rescue ADDRESS OF BUSINESS: 3795 E Glory Rd, Cabe Creek AZ 85331 BUSINESS DESCRIPTIONS: Dog Rescue BUSINESS IS/IS NOT INVESTMENT RELATED: NO PROJECTED START DATE: - 01/28/2016 CAPACITY: Board of Directors DUTIES PERFORMED: Establish intake and adoption policies for rescued dogs. HOURS DEVOTED TO THIS OBA PER MONTH: 04. HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: 00

Exams

• S66 Uniform Combined State Law Examination
  2008-06-27
• S63 Uniform Securities Agent State Law Examination
  1982-07-01