Jeffrey Ross Zapoleon

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 09/2019
  Morgan Stanley Smith Barney
  Boca Raton, FL
• 01/2015 → 09/2019
  Morgan Stanley Private Bank, National Association
  New York, NY
• 09/2019 → 08/2020
  Wells Fargo Clearing Services, Llc
  Boca Raton, FL
• 03/2021 → Present
  Rockefeller Financial Llc
  Boca Raton, FL
• 08/2020 → 03/2021
  Unemployed
  Boca Raton, FL

Previous Registrations

• 2019-09-26 → 2020-08-14
  Wells Fargo Clearing Services, Llc
  Boca Raton, FL
• 2009-06-01 → 2019-09-27
  Morgan Stanley
  Boca Raton, FL
  Boca Raton, FL
• 2009-01-16 → 2009-06-01
  Morgan Stanley & Co. Llc
  Boca Raton, FL
• 1991-04-17 → 2009-01-27
  Citigroup Global Markets Inc.
  Boca Raton, FL
  Boca Raton, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-02-08
• S63 Uniform Securities Agent State Law Examination
  1982-07-09