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Current Employers
Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-08-19
  • NY RA
    APPROVED
    Since 2024-08-19

Branch Locations

1129 Northern Blvd. Ste. 404, Manhasset, NY 11030 • United States

520 White Plains Rd. Ste. 500, Tarrytown, NY 10591 • United States

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-08-19
  • NY RA
    APPROVED
    Since 2024-08-19

Branch Locations

1129 Northern Blvd. Ste. 404, Manhasset, NY 11030 • United States

520 White Plains Rd. Suite 500, Tarrytown, NY 10591 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Avenue Securities Llc Tarrytown NY 04/2011 06/2021
Guardian Life Insurance Co Of America Tarrytown NY 05/1997 08/2024
Cadaret Grant & Co., Inc. Tarrytown NY 06/2021 08/2024
Lincoln Investment Fort Washington PA 08/2024 Present
Capital Analysts Fort Washington PA 08/2024 Present
  • 04/2011 → 06/2021
    Tarrytown, NY
  • 05/1997 → 08/2024
    Guardian Life Insurance Co Of America
    Tarrytown, NY
  • 06/2021 → 08/2024
    Cadaret Grant & Co., Inc.
    Tarrytown, NY
  • 08/2024 → Present
    Fort Washington, PA
  • 08/2024 → Present
    Fort Washington, PA
Previous Registrations
  • 2021-07-01 → 2024-08-19
    Cadaret, Grant & Co., Inc.
    Tarrytown, NY
    Syracuse, NY
    Syracuse, NY
    Lake Success, NY
    Syracuse, NY
    Syracuse, NY
  • 2021-04-16 → 2021-06-18
    Tarrytown, NY
  • 2002-06-21 → 2003-02-20
    New England Securities
    Garden City, NY
Other Businesses

WESTCHESTER FINANCIAL PARTNERS LLC POSITION: Member/Owner, Agent NATURE: Insurance Sales & Service - Life, P&C, Group Health, DI, Fixed Annuity INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2000 ADDRESS: 520 White Plains Road, Tarrytown NY 10591, United States DESCRIPTION: Sales and service of traditional insurance products PETER KNAPP - RENTAL POSITION: Owner NATURE: Real Estate - Rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: 1050 Knollwood Road, White Plains NY 10603, United States DESCRIPTION: Collect rent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-02
S63 Uniform Securities Agent State Law Examination 1986-02-27
  • S65 Uniform Investment Adviser Law Examination
    1998-01-02
  • S63 Uniform Securities Agent State Law Examination
    1986-02-27
Other Names
  • Peter John Knapp

View on SEC IAPD

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