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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-29 |
| PA | RA | APPROVED | 2005-12-02 |
Branch Locations
1250 Broadcasting Rd [L4-Rbo], Wyomissing, PA 19610 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mount Penn | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mount Penn | PA | 11/2016 | Present |
BRUCE T. GROSS INSURANCE AGENCY 4678 PHEASANT RUN N. READING, PA 19606 NOT INVESTMENT RELATED; NATURE OF BUSINESS: PROPERTY AND CASUALTY I ONLY RECEIVE RENEWAL INCOME FROM A SMALL BOOK OF PROPERTY AND CAUSALTY BUSINESS. NO NEW BUSINESS IS WRITTEN.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1983-12-09 |
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