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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-30 |
| FL | RA | APPROVED | 2025-02-27 |
| IL | RA | APPROVED | 2019-01-02 |
Branch Locations
310 S Hale Street, Wheaton, IL 60187 • United States
Estero, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Inc. | Chicago | IL | 05/1978 | 12/2018 |
| Lenox Advisors, Inc. | New York | NY | 03/2007 | 12/2018 |
| Commonwealth Financial Network | Waltham | MA | 01/2019 | Present |
| Murphy Financial Group | Bloomingdale | IL | 01/2019 | Present |
1. Fixed insurance sales; As of 1/2/2019; Approximately 50% time spent during securities trading hours per month; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-11-13 |
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