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Joseph Anthony Lanzisera

Ashton Thomas Securities, LLC

Rochester, NY

Rochester, NY

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Current Employers
Ashton Thomas Securities, Llc

100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-06
  • NY RA
    APPROVED
    Since 2021-09-06

Branch Locations

100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States

100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Excel Securities & Associates, Inc. Rochester NY 06/1985 Present
  • 06/1985 → Present
    Excel Securities & Associates, Inc.
    Rochester, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-02
  • S65 Uniform Investment Adviser Law Examination
    2007-07-02

View on SEC IAPD

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