Kim Fonseca

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Jpmorgan Securities Llc
  Palm Beach, FL
• 01/2013 → Present
  Jpmorgan Chase Bank Na
  Palm Beach, FL

Previous Registrations

• 2009-06-01 → 2013-02-06
  Morgan Stanley
  West Palm Beach, FL
• 1993-07-31 → 2009-06-01
  Citigroup Global Markets Inc.
  West Palm Beach, FL
  West Palm Beach, FL

Other Businesses

Entity Name: Boys and Girls clubs of Palm Beach County Investment related: No Address: 800 west palm beach fl Nature of the other business: Help disadvantaged youth in clubhouses in Palm Beach County. Position/Title/Relationship: Director Start Date: 14-Nov-2013 Approximate # of hours a month: 1-2 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Executive board member. In the process of building a new facility, discuss and determine recommendations of investments for unrestricted funds to be managed for the long term. Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-06-01
• S63 Uniform Securities Agent State Law Examination
  1983-09-23

Other Names

• Kim Emanuel Fonseca