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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| OH | RA | APPROVED | 1999-11-26 |
Branch Locations
13 West Main Street, Norwalk, OH 44857 • United States
47 West Main Street, Ashland, OH 44805 • United States
205 Myrtle Ave, Willard, OH 44890 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Donald M Graham And Assoc. | Willard | OH | 06/1979 | Present |
| Commonwealth Equity Services, Inc. | Willard | OH | 07/1992 | Present |
1. Fixed Insurance Sales, as of 2005, Conducted at branch location; Investment related. 2. Co-Owner, Donald M. Graham & Associates, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 03/01/2012; 0% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-12-05 |
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