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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-02-06 |
| WI | RA | APPROVED | 2018-03-16 |
Branch Locations
W233 N2080 Ridgeview Pkw Suite 202, Waukesha, WI 53188 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. C. Ziegler And Company | Milwaukee | WI | 02/1989 | 03/2018 |
| Stifel, Nicolaus & Company, Incorporated | Waukesha | WI | 03/2018 | Present |
1.University of Wisconsin-Milwaukee; 3202 North Maryland Ave Milwaukee WI 53201; Education; Associate Lecturer; Teaching Finance Courses; 05/30/2005; 5.00 Hour(s) Per Week; not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 1982-08-04 |
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